Portfolio losses: when should the legal issues be reviewed?
Distinguish investment risk from misleading representations or disputed transactions, and prepare the relevant records.
Read articlePRACTICE AREA
Securities & investment disputes
Investment transactions, trading records and securities-law issues.
Distinguish investment risk from potentially unlawful conduct by examining the actual trades and representations.
Patinya has worked as an assistant to counsel in a criminal securities-law matter involving more than THB 2 billion. This describes an assistant role, not lead-counsel experience or a promise of outcome.
Review connects orders, settlements, the source of advice and the information disclosed at the relevant time before assessing possible next steps.
Matters for review
- Disputes involving investment representations
- Trading records and transaction timelines
- Preparing information for complaints or responses
- Assessment of securities-law issues
Documents to prepare
- Trade confirmations, portfolio and bank statements
- Firm and adviser details and contact channels
- Solicitation, offering documents and disclosures
Getting started
- Share a short summary and key dates.
- Review the records and the help you need.
- Discuss the approach and confirm scope before work starts.
Service questions
Does an investment loss prove fraud?
A loss alone is not enough. The information supplied, transactions and surrounding conduct require review.
Does the office recommend stock trades?
This website provides legal information, not investment recommendations or securities dealing services.